SEC Form 4 · accession 0001553350-18-000955
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren B Mosler
10% Owner
Period of report
Aug 10, 2018
Accepted (ET)
Aug 14, 2018 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 10, 2018 | A | 108,108 | — | A | 3,454,200 | I | By Valance Company, Inc. |
| Common Stock | holding | — | — | — | 11,964,477 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to Buy)F1,F2 | $2.00 | Aug 10, 2018 | A | 54,054 | A | Aug 10, 2018 | Aug 10, 2020 | Common Stock | 54,054 | 54,054 | I |
Explanation of responses
- F1The securities were issued in connection with an investment of $40,000.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.