SEC Form 4 · accession 0001553350-17-001230
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren B Mosler
10% Owner
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2017 | A | 908,540 | — | A | 8,741,460 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to Buy)F1 | $2.00 | Nov 13, 2017 | A | 454,270 | A | Nov 13, 2017 | Nov 13, 2019 | Common Stock | 454,270 | 454,270 | D |
Explanation of responses
- F1The securities were issued in connection with an investment of $150,000.