SEC Form 4 · accession 0001553350-17-000906
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phil D OConnell Jr.
Director
Period of report
Aug 4, 2017
Accepted (ET)
Aug 8, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $0.2113 | Aug 4, 2017 | A | 130,000 | A | — | — | Common Stock | 130,000 | 130,000 | D |
Explanation of responses
- F1The securities were issued to the reporting person in connection with the automatic annual grant under the 2017 Equity Incentive Plan. The securities vest on June 30, 2018, subject to the reporting person's continued service on the vesting date and expire 10 years from the Transaction Date.
- F2Not applicable.