SEC Form 4 · accession 0001553350-17-000857
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Lloyd Reger
Officer — President · Director · 10% Owner
Period of report
Jul 14, 2017
Accepted (ET)
Jul 18, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2017 | A | 520,834 | — | A | 22,274,323 | D | |
| Common Stock | holding | — | — | — | 750,000 | I | By grantor retained annuity trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (Right to Buy)F1,F2 | $2.00 | Jul 14, 2017 | A | 260,417 | A | — | — | Common Stock | 260,417 | 260,417 | D |
Explanation of responses
- F1Issued in connection with a $125,000 investment.
- F2Exercisable on the Transaction Date. The expiration date on the warrants is two years from the Transaction Date.