SEC Form 4 · accession 0001553350-17-000254
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Lloyd Reger
Officer — President · Director · 10% Owner
Period of report
Mar 9, 2017
Accepted (ET)
Mar 10, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2017 | A | 384,616 | — | A | 18,785,894 | D | |
| Common Stock | holding | — | — | — | 750,000 | I | By Grantor retained annuity trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantsF1,F2 | $2.00 | Mar 9, 2017 | A | 192,308 | A | — | — | Common Stock | 192,308 | 192,308 | D |
Explanation of responses
- F1Issued in connection with a $100,000 investment.
- F2Exercisable on the Transaction Date. The expiration date on the warrants is two years from the Transaction Date.