SEC Form 4 · accession 0001553350-17-000005
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Lloyd Reger
Officer — President · Director · 10% Owner
Period of report
Dec 29, 2016
Accepted (ET)
Jan 3, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 7.5% Convertible NoteF1 | $0.2108 | Dec 29, 2016 | A | 529,979 | A | — | Dec 31, 2020 | Common Stock | 529,979 | 529,979 | D |
| Common Stock WarrantsF2,F1 | $2.00 | Dec 29, 2016 | A | 296,490 | A | — | — | Common Stock | 296,490 | 296,490 | D |
Explanation of responses
- F1Convertible and Exercisable, as applicable, on the Transaction Date. The expiration date on the warrants is two years from the Transaction Date.
- F2Issued in connection with the $125,000 loan described in the row above this reported transaction.