SEC Form 4 · accession 0001553350-16-002570
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Reger
Director
Period of report
Oct 24, 2016
Accepted (ET)
Oct 25, 2016 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F3,F2 | $0.27 | Oct 24, 2016 | A | 5,000 | A | — | — | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The reported transaction represents an initial automatic grant under the issuer's equity incentive plan for the reporting person's appointment to the compensation committee. Vests in three equal annual increments subject to continued service on each applicable vesting date.
- F2Expire 10 years from the Transaction Date.
- F3Not applicable.