SEC Form 4 · accession 0001553350-16-002298
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Lloyd Reger
Officer — President · 10% Owner
Period of report
Aug 4, 2016
Accepted (ET)
Aug 8, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 4, 2016 | A | 208,333 | — | A | 18,401,278 | D | |
| Common Stock | holding | — | — | — | 750,000 | I | By grantor retained annuity trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities were issued in lieu of a $75,000 cash payment for interest due to the reporting person under a convertible note.