SEC Form 4 · accession 0001553350-16-002201
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Gutmann
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 1, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | — | Jul 1, 2016 | A | 100,000 | A | — | — | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The securities were issued to the reporting person in connection with the automatic annual grant under the 2007 Equity Incentive Plan. The securities vest on June 30, 2017, subject to the reporting person's continued service on the vesting date and expire 10 years from the Transaction Date. The exercise price of the options is the closing price of the issuer's common stock on June 30, 2016.
- F2Not applicable.