SEC Form 4 · accession 0001553350-16-002161
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Reger
Director
Period of report
Jun 15, 2016
Accepted (ET)
Jun 16, 2016 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2016 | A | 214,286 | — | A | 756,593 | D | |
| Common StockF1 | Jun 15, 2016 | A | 214,286 | — | A | 683,751 | I | Held by Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantsF1 | $2.00 | Jun 15, 2016 | A | 107,143 | A | Jun 15, 2016 | Jun 15, 2018 | Common Stock | 107,143 | 107,143 | D |
| Common Stock WarrantsF1 | $2.00 | Jun 15, 2016 | A | 107,143 | A | Jun 15, 2016 | Jun 15, 2018 | Common Stock | 107,143 | 107,143 | I |
Explanation of responses
- F1The reporting person and his wife each paid $75,000 for the purchased securities.