SEC Form 4 · accession 0001553350-16-002023
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Trotter
Director
Period of report
Apr 29, 2016
Accepted (ET)
May 12, 2016 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $0.39 | Apr 29, 2016 | A | 30,000 | A | — | — | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The securities were issued to the reporting person in connection with the automatic initial grant under the 2007 Equity Incentive Plan. The securities vest in three equal annual increments (with the first vesting date being one year from the Transaction Date), subject to the reporting person's continued service on the vesting date and expire 10 years from the Transaction Date.
- F2Not applicable.