SEC Form 4 · accession 0001553350-16-001498
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Reger
Director
Period of report
Jan 22, 2016
Accepted (ET)
Jan 26, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantsF1 | $1.25 | Jan 22, 2016 | D | 100,000 | D | — | Feb 18, 2016 | Common Stock | 100,000 | 0 | D |
| Common Stock WarrantsF1 | $1.25 | Jan 22, 2016 | A | 100,000 | A | — | Feb 18, 2017 | Common Stock | 100,000 | 100,000 | D |
| Common Stock WarrantsF1 | $1.25 | Jan 22, 2016 | D | 100,000 | D | — | Feb 18, 2016 | Common Stock | 100,000 | 0 | I |
| Common Stock WarrantsF1 | $1.25 | Jan 22, 2016 | A | 100,000 | A | — | Feb 18, 2017 | Common Stock | 100,000 | 100,000 | I |
Explanation of responses
- F1The reported transaction involved the amendment of outstanding warrants, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. The warrant expiration date was extended one year.