SEC Form 4 · accession 0001553350-16-001497

GelTech Solutions, Inc. · GLTC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Michael Lloyd Reger

Officer — President · 10% Owner

Period of report

Jan 22, 2016

Accepted (ET)

Jan 26, 2016 · 4:10 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001403676

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Warrants^F1	$2.00	Jan 22, 2016	D	142,857	D	—	Apr 10, 2016	Common Stock	142,857	0	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	A	142,857	A	—	Apr 10, 2017	Common Stock	142,857	142,857	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	D	81,700	D	—	Apr 25, 2016	Common Stock	81,700	0	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	A	81,700	A	—	Apr 25, 2017	Common Stock	81,700	81,700	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	D	219,491	D	—	May 12, 2016	Common Stock	219,491	0	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	A	219,491	A	—	May 12, 2017	Common Stock	219,491	219,491	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	D	280,173	D	—	May 27, 2016	Common Stock	280,173	0	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	A	280,173	A	—	May 27, 2017	Common Stock	280,173	280,173	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	D	84,746	D	—	Jun 26, 2016	Common Stock	84,746	0	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	A	84,746	A	—	Jun 26, 2017	Common Stock	84,746	84,746	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	D	125,000	D	—	Jul 14, 2016	Common Stock	125,000	0	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	A	125,000	A	—	Jul 14, 2017	Common Stock	125,000	125,000	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	D	137,868	D	—	Jul 29, 2016	Common Stock	137,868	0	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	A	137,868	A	—	Jul 29, 2017	Common Stock	137,868	137,868	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	D	197,542	D	—	Aug 11, 2016	Common Stock	197,542	0	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	A	197,542	A	—	Aug 11, 2017	Common Stock	197,542	197,542	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	D	114,890	D	—	Aug 26, 2016	Common Stock	114,890	0	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	A	114,890	A	—	Aug 26, 2017	Common Stock	114,890	114,890	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	D	226,244	D	—	Sep 8, 2016	Common Stock	226,244	0	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	A	226,244	A	—	Sep 8, 2017	Common Stock	226,244	226,244	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	D	175,070	D	—	Sep 28, 2016	Common Stock	175,070	0	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	A	175,070	A	—	Sep 28, 2017	Common Stock	175,070	175,070	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	D	299,001	D	—	Oct 14, 2016	Common Stock	299,001	0	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	A	299,001	A	—	Oct 14, 2017	Common Stock	299,001	299,001	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	D	158,983	D	—	Nov 6, 2016	Common Stock	158,983	0	D
Common Stock Warrants^F1	$2.00	Jan 22, 2016	A	158,983	A	—	Nov 6, 2017	Common Stock	158,983	158,983	D

Explanation of responses

F1The reported transactions involved the amendment of outstanding warrants, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. The warrants were to expire at various times in 2016. Each of the warrant expiration dates were extended one year.