SEC Form 4 · accession 0001553350-15-000098
GelTech Solutions, Inc. · GLTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Lloyd Reger
Officer — President · 10% Owner
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2015 | A | 652,174 | — | A | 16,917,240 | D | |
| Common Stock | holding | — | — | — | 750,000 | I | By grantor retained annuity trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantsF1 | $2.00 | Jan 29, 2015 | A | 326,087 | A | Jan 29, 2015 | Jan 29, 2017 | Common Stock | 326,087 | 326,087 | D |
Explanation of responses
- F1The securities reported were purchased for $150,000.