SEC Form 4 · accession 0001493152-16-011224
QUANTUM MATERIALS CORP. · QTMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sriram Krishnamurthy Peruvemba
Officer — CEO · Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 1, 2016 · 11:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403570
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF2,F1 | $0.13 | Jun 30, 2016 | A | 6,000,000 | A | Jun 30, 2017 | Jun 30, 2026 | Common Stock | 6,000,000 | 6,962,483 | D |
Explanation of responses
- F1Options vest one-third on June 30, 2017, one-third on June 30, 2018, and one-third on June 30, 2019, subject to earlier vesting in accordance with the terms of his employment agreement.
- F2Includes notes convertible into 208,333 shares and options/warrants to purchase 6,754,150 shares.