SEC Form 4 · accession 0001493152-16-010490
QUANTUM MATERIALS CORP. · QTMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Doderer
Officer — Vice President of Research · Director
Period of report
May 18, 2016
Accepted (ET)
Jun 1, 2016 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403570
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants | $0.11 | May 18, 2016 | E | 738,636 | D | May 18, 2011 | May 18, 2016 | Common Stock | 738,636 | 13,135,417 | D |
| Common Stock WarrantsF1 | $0.11 | May 19, 2016 | A | 738,636 | A | May 19, 2016 | May 18, 2017 | Common Stock | 738,636 | 13,874,053 | D |
Explanation of responses
- F1The exercise price of the warrants is subject to adjustment such that the intrinsic value of the warrants at the time of exercise cannot exceed $121,875.