SEC Form 4 · accession 0001493152-16-008966
QUANTUM MATERIALS CORP. · QTMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Sylvester Martin III
Director
Period of report
Apr 13, 2016
Accepted (ET)
Apr 15, 2016 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403570
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1,F2 | $0.12 | Apr 13, 2016 | A | 150,000 | A | Apr 13, 2017 | Apr 13, 2026 | Common Stock | 150,000 | 774,993 | D |
Explanation of responses
- F1Includes notes convertible into 83,333 shares and options/warrants to purchase 691,660 shares.
- F2Vests in three equal annual amount commencing April 13, 2017.