SEC Form 4 · accession 0001493152-16-008585
QUANTUM MATERIALS CORP. · QTMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sriram Krishnamurthy Peruvemba
Director
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 8:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403570
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NoteF1 | $0.12 | Mar 29, 2016 | A | — | A | Mar 29, 2016 | Mar 29, 2018 | Common Stock | 208,333 | 708,333 | D |
| Common Stock WarrantsF1,F2 | $0.15 | Mar 29, 2016 | A | 104,150 | A | Mar 29, 2016 | Mar 29, 2021 | Common Stock | 104,150 | 812,483 | D |
Explanation of responses
- F1The reporting person paid $25,000 for the Notes and Warrants.
- F2Includes notes convertible into 208,333 shares and options/warrants exercisable into 604,150 shares.