SEC Form 5 · accession 0001013762-15-001015
QUANTUM MATERIALS CORP. · QTMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Doderer
Officer — Vice President Research · Director
Period of report
Jun 30, 2014
Accepted (ET)
Oct 27, 2015 · 3:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 25, 2014 | X | 130,000 | $0.08 | D | 6,670,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sold a right to buy common sharesF2,F1 | $0.08 | Jun 25, 2014 | X | 130,000 | A | Aug 3, 2012 | Aug 3, 2014 | Common Stock | 130,000 | 10,853,219 | D |
Explanation of responses
- F1See table 1.
- F2Mr. Doderer sold to a third party a right to buy 130,000 shares of common stock from him over a two year period. On June 25, 2014, the third party exercised its options to purchase 130,000 shares. The amount shares in column 9 of table II represents the number of outstanding derivative securities to purchase shares pursuant to options/warrants owned by the Reporting Person.