SEC Form 4 · accession 0001209191-17-037908
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F DiRomualdo
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2017 | A | 408 | $306.72 | A | 4,717 | D | |
| Common StockF2,F3 | Jun 2, 2017 | S | 20,000 | $309.0486 | D | 320,537 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of 408 restricted stock units, vesting 100% on 6/01/2018.
- F2The price reported in Column 4 is a weighted average price. The actual sales price for these transactions ranged from $307.7 to $310.05. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3Naples Ventures LLC is the record holder of these securities. These securities are indirectly owned by Mr. DiRomualdo, who is a principal, along with Janice DiRomualdo, of Naples Ventures LLC. Mr. DiRomualdo disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.