SEC Form 4 · accession 0001209191-17-023901
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott M Settersten
Officer — Chief Financial Officer
Period of report
Mar 29, 2017
Accepted (ET)
Mar 31, 2017 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2017 | M | 5,705 | $74.91 | A | 15,222 | D | |
| Common Stock | Mar 29, 2017 | M | 5,814 | $97.89 | A | 21,036 | D | |
| Common StockF1 | Mar 29, 2017 | S | 11,519 | $282.8002 | D | 9,517 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $74.91 | Mar 29, 2017 | M | 5,705 | D | — | Mar 19, 2023 | Common Stock | 5,705 | 0 | D |
| Stock Option (right to buy)F3 | $97.89 | Mar 29, 2017 | M | 5,814 | D | — | Mar 28, 2024 | Common Stock | 5,814 | 1,939 | D |
Explanation of responses
- F1Weighted average price based on trades completed with prices between $282.17 and $283.88. Reporting person shall undertake to provide a report of the shares sold at each price within the rage upon request of the SEC staff, the issuer or any security holder of the issuer.
- F2The options, representing an initial right to purchase a total of 5,705 shares of common stock, vesting in 25% annual increments beginning March 19, 2014 and each anniversary thereafter through March 19, 2017.
- F3The options, representing an initial right to purchase a total of 7,753 shares of common stock, vesting in 25% annual increments beginning March 16, 2015 and each anniversary thereafter through March 16, 2018.