SEC Form 4 · accession 0001209191-17-023900
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Kimbell
Officer — See Remarks
Period of report
Mar 30, 2017
Accepted (ET)
Mar 31, 2017 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2017 | M | 8,430 | $98.64 | A | 16,731 | D | |
| Common Stock | Mar 30, 2017 | M | 5,905 | $97.89 | A | 22,636 | D | |
| Common StockF1 | Mar 30, 2017 | S | 14,335 | $284.9903 | D | 8,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $98.64 | Mar 30, 2017 | M | 8,430 | D | — | Mar 18, 2024 | Common Stock | 8,430 | 2,811 | D |
| Common StockF3 | $97.89 | Mar 30, 2017 | M | 5,905 | D | — | Mar 28, 2024 | Common Stock | 5,905 | 1,969 | D |
Explanation of responses
- F1Weighted average price based on trades completed with prices between $284.7950 and $285.23. Reporting person shall undertake to provide a report of the shares sold at each price within the range upon request of the SEC staff, the issuer or any security holder of the issuer.
- F2The options, representing an initial right to purchase a total of 11,241 shares of common stock, vesting in 25% annual increments beginning on 3/18/2015 and on each anniversary thereafter through 3/18/2018.
- F3The options, representing an initial right to purchase a total of 7,874 shares, vest in 25% annual increments beginning March 16, 2015 and each anniversary thereafter through March 16, 2018.
Remarks
Chief Merchandising and Marketing Officer