SEC Form 4 · accession 0001209191-17-021855
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Dillon
Officer — Chief Executive Officer · Director
Period of report
Mar 20, 2017
Accepted (ET)
Mar 20, 2017 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2017 | M | 16,733 | $97.89 | A | 72,622 | D | |
| Common Stock | Mar 20, 2017 | M | 17,222 | $151.20 | A | 89,844 | D | |
| Common StockF1 | Mar 20, 2017 | S | 33,955 | $286.05 | D | 55,889 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Rights to Buy)F2 | $97.89 | Mar 20, 2017 | M | 16,733 | D | — | Mar 28, 2024 | Common Stock | 16,733 | 16,733 | D |
| Stock Options (Rights to Buy)F3 | $151.20 | Mar 20, 2017 | M | 17,222 | D | — | Mar 27, 2025 | Common Stock | 17,222 | 17,223 | D |
Explanation of responses
- F1Weighted average price based on trades completed with prices between $285.01 and $288.35. Reporting person shall undertake to provide a report of the shares sold at each price within the rage upon request of the SEC staff, the issuer or any security holder of the issuer.
- F2The options, representing a right to purchase a total of 66,931 shares, vest 25% beginning on 3/16/2015 and each anniversary date thereafter.
- F3The options, representing a right to purchase a total of 34,445 shares, vest 25% beginning on 3/15/2016 and each anniversary date thereafter.