SEC Form 4 · accession 0001209191-17-021853
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lorna Nagler
Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 20, 2017 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2017 | M | 4,167 | $9.75 | A | 9,095 | D | |
| Common StockF1 | Mar 17, 2017 | S | 4,167 | $287.6243 | D | 4,928 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $9.75 | Mar 17, 2017 | M | 4,167 | D | — | Jun 17, 2019 | Common Stock | 4,167 | 0 | D |
Explanation of responses
- F1Weighted average price based on trades completed with prices between $287.41 to $287.91. Reporting person shall undertake to provide a report of the shares sold at each price within the range upon request of the SEC staff, the issuer or any security holder of the issuer.
- F2The options reported vest 25% on each anniversary date of the 06/17/2009 grant date.