SEC Form 4 · accession 0001209191-17-021850
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis K Eck
Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 20, 2017 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2017 | S | 4,900 | $288.6504 | D | 483,530 | D | |
| Common StockF2 | Mar 20, 2017 | S | 5,101 | $285.3333 | D | 478,429 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 4,900 shares of common stock sold by the reporting person on March 16, 2017 are a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934 with 4,900 of the shares of common stock purchased by the reporting person on September 19, 2016 for $234.41 per share. In accordance with Section 16, the reporting person has voluntarily disgorged to the issuer an aggregate short-swing profit of approximately $265,778.
- F2Weighted average price based on trades completed with prices between $285.33 to $288.99. Reporting person shall undertake to provide a report of the shares sold at each price within the range upon request of the SEC staff, the issuer or any security holder of the issuer.