SEC Form 4 · accession 0001209191-16-139458
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott M Settersten
Officer — Chief Financial Officer
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2016 | M | 750 | $14.41 | A | 8,103 | D | |
| Common Stock | Aug 30, 2016 | M | 9,740 | $24.53 | A | 17,843 | D | |
| Common StockF1 | Aug 30, 2016 | S | 10,490 | $251.37 | D | 7,353 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $14.41 | Aug 30, 2016 | M | 750 | D | — | Sep 9, 2019 | Common Stock | 750 | 0 | D |
| Stock Option (right to buy)F3 | $24.53 | Aug 30, 2016 | M | 9,740 | D | — | Jun 14, 2020 | Common Stock | 9,740 | 2,760 | D |
Explanation of responses
- F1Weighted average price based on trades completed with prices between $250.16 and $253.04. Reporting person shall undertake to provide a report of the shares sold at each price within the rage upon request of the SEC staff, the issuer or any security holder of the issuer.
- F2The options, representing an initial right to purchase a total of 3,000 shares, vest 25% on each anniversary date of the 09/09/2009 grant date.
- F3The options, representing an initial right to purchase a total of 25,000 shares, vest 25% on each anniversary date of the 06/14/2010 grant date.