SEC Form 4 · accession 0001209191-16-125327
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F DiRomualdo
Director
Period of report
Jun 1, 2016
Accepted (ET)
Jun 2, 2016 · 8:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2016 | A | 529 | $0.00 | A | 4,309 | D | |
| Common StockF2 | holding | — | — | — | 413,037 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents grant of 529 shares of restricted stock, vesting 100% on 6/01/2017.
- F2Naples Ventures LLC is the record holder of these securities. These securities are indirectly owned by Mr. DiRomualdo, who is a principal, along with Janice DiRomualdo, of Naples Ventures LLC. Mr. DiRomualdo disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.