SEC Form 4 · accession 0001209191-16-110950
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jodi J Caro
Officer — See Remarks
Period of report
Mar 25, 2016
Accepted (ET)
Mar 29, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 25, 2016 | A | 388 | $0.00 | A | 691 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $191.76 | Mar 25, 2016 | A | 3,533 | A | — | Mar 15, 2026 | Common Stock | 3,533 | 3,533 | D |
Explanation of responses
- F1Represents grant of 388 shares of restricted stock, vesting 100% on 3/15/2019.
- F2The options, representing an initial right to purchase a total of 3,533 shares, vesting in 25% annual increments beginning on 3/15/2017 and on each anniversary thereafter through 3/15/2020.
Remarks
General Counsel and Corporate Secretary