SEC Form 4 · accession 0001209191-16-109106
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F DiRomualdo
Director
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Mar 15, 2016 | S | 12,000 | $190.23 | D | 421,037 | I | By Naples Ventures LLC |
| Common StockF3,F2 | Mar 16, 2016 | S | 8,000 | $190.37 | D | 413,037 | I | By Naples Ventures LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Weighted average price based on trades completed with prices between $190.00 to $190.57. Reporting person shall undertake to provide a report of the shares sold at each price within the range upon request of the SEC staff, the issuer or any security holder of the issuer.
- F2Naples Ventures LLC is the record holder of these securities. These securities are indirectly owned by Mr. DiRomualdo, who is a principal, along with Janice DiRomualdo, of Naples Ventures LLC. Mr. DiRomualdo disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F3Weighted average price based on trades completed with prices between $190.23 to $190.60. Reporting person shall undertake to provide a report of the shares sold at each price within the range upon request of the SEC staff, the issuer or any security holder of the issuer.