SEC Form 4 · accession 0001209191-15-069802
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F DiRomualdo
Director
Period of report
Sep 3, 2015
Accepted (ET)
Sep 8, 2015 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 3, 2015 | S | 5,000 | $160.04 | D | 438,037 | I | By Naples Ventures LLC |
| Common StockF3,F2 | Sep 8, 2015 | S | 5,000 | $160.35 | D | 433,037 | I | By Naples Ventures LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Weighted average price based on trades completed with prices between $160.00 to $160.09. Reporting person shall undertake to provide a report of the shares sold at each price within the range upon request of the SEC staff, the issuer or any security holder of the issuer.
- F2Naples Ventures LLC is the record holder of these securities. These securities are indirectly owned by Mr. DiRomualdo, who is a principal, along with Janice DiRomualdo, of Naples Ventures LLC. Mr. DiRomualdo disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F3Weighted average price based on trades completed with prices between $159.95 to $160.3637. Reporting person shall undertake to provide a report of the shares sold at each price within the range upon request of the SEC staff, the issuer or any security holder of the issuer.