SEC Form 4 · accession 0001209191-15-069516
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lorna Nagler
Director
Period of report
Sep 2, 2015
Accepted (ET)
Sep 3, 2015 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2015 | M | 12,500 | $9.75 | A | 16,899 | D | |
| Common StockF1 | Sep 2, 2015 | S | 12,500 | $155.40 | D | 4,399 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $9.75 | Sep 2, 2015 | M | 12,500 | D | — | Jun 17, 2019 | Common Stock | 12,500 | 4,167 | D |
Explanation of responses
- F1Weighted average price based on trades completed with prices between $155.00 and $155.63. Reporting person shall undertake to provide a report of the shares sold at each price within the range upon request of the SEC staff, the issuer or any security holder of the issuer.
- F2The options, representing a right to purchase a total of 16,667 shares, vest 25% on each anniversary date of the 06/17/2009 grant date.