SEC Form 4 · accession 0001209191-15-064193
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jodi J Caro
Officer — See Remarks
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2015 | A | 303 | $0.00 | A | 303 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $165.27 | Aug 3, 2015 | A | 3,349 | A | — | Aug 3, 2025 | Common Stock | 3,349 | 3,349 | D |
Explanation of responses
- F1Represents grant of 303 shares of restricted stock, vested 100% on 8/3/2018.
- F2The options, representing an initial right to purchase a total of 3,349 shares, vested 25% beginning on 8/3/2016 and each anniversary thereafter.
Remarks
Senior Vice President, General Counsel & Secretary