SEC Form 4 · accession 0001209191-15-030505
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Guttman
Officer — See Remarks
Period of report
Mar 27, 2015
Accepted (ET)
Mar 31, 2015 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2015 | A | 326 | $0.00 | A | 36,863 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $151.20 | Mar 27, 2015 | A | 2,738 | A | — | Mar 27, 2025 | Common Stock | 2,738 | 2,738 | D |
Explanation of responses
- F1Represents grant of 326 shares of restricted stock, vested 100% on 3/15/2018.
- F2The options, representing an initial right to purchase a total of 2,738 shares, vested 25% beginning on 3/15/2016 and on each anniversary thereafter.
Remarks
Senior Vice President, General Counsel & Secretary