SEC Form 4 · accession 0001209191-15-028290
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet Taake
Officer — Chief Merchandising Officer
Period of report
Mar 18, 2015
Accepted (ET)
Mar 20, 2015 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 18, 2015 | M | 10,000 | $26.71 | A | 18,228 | D | |
| Common StockF1 | Mar 18, 2015 | S | 10,000 | $149.63 | D | 8,228 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $26.71 | Mar 18, 2015 | M | 10,000 | D | — | Sep 8, 2020 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Weighted average price based on trades completed with prices between $149.44 and $149.6765. Reporting person shall undertake to provide a report of the shares sold at each price within the rage upon request of the SEC staff, the issuer or any security holder of the issuer.
- F2The options, representing a right to purchase a total of 40,000 shares, vest 25% on each anniversary date of the 09/08/2010 grant date.