SEC Form 4 · accession 0001140361-18-028429
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey J Childs
Officer — Chief Human Resources Officer
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2018 | M | 3,000 | $121.74 | A | 13,534 | D | |
| Common Stock | Jun 11, 2018 | M | 5,000 | $97.89 | A | 18,534 | D | |
| Common StockF1 | Jun 11, 2018 | S | 8,000 | $251.833 | D | 10,534 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $121.74 | Jun 11, 2018 | M | 3,000 | D | — | Oct 1, 2023 | Common Stock | 3,000 | 3,657 | D |
| Stock Option (right to buy)F3 | $97.89 | Jun 11, 2018 | M | 5,000 | D | — | Mar 28, 2024 | Common Stock | 5,000 | 3,031 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $251.26 to $252.04. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The options vested 25% beginning on 3/19/2014 and each anniversary date thereafter.
- F3The options vested 25% beginning on 3/16/2015 and each anniversary date thereafter.