SEC Form 4 · accession 0001140361-18-018541
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Philippin
Director
Period of report
Apr 11, 2018
Accepted (ET)
Apr 13, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 11, 2018 | M | 50,000 | $13.44 | A | 140,336 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $13.44 | Apr 11, 2018 | M | 50,000 | D | — | Sep 9, 2018 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1This option vested 25% on each anniversary date of the 9/9/2008 grant date.