SEC Form 4 · accession 0001140361-18-014124
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Dillon
Officer — Chief Executive Officer · Director
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 15, 2018 | F | 6,727 | $206.14 | D | 53,869 | D | |
| Common StockF2,F3 | holding | — | — | — | 5,813 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock grants previously reported.
- F2Shares previously held directly by the reporting person were transferred to the Mary N. Dillon Trust U/A DTD 3/31/2017 in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
- F3Shares held by the Mary N. Dillon Trust U/A DTD 3/31/2017.