SEC Form 4 · accession 0000899243-17-004607
Brookfield Oaktree Holdings, LLC · OAK-PA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S Wintrob
Officer — Chief Executive Officer · Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 7:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A UnitsF1 | Feb 15, 2017 | F | 2,215 | $0.00 | D | 25,913 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of Class A units of the Issuer withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of certain Class A units held by the Reporting Person.