SEC Form 4 · accession 0000899243-16-034262
Brookfield Oaktree Holdings, LLC · OAK-PA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Frank
Officer — Vice Chairman · Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 12:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Units | Nov 22, 2016 | G | 3,000 | $0.00 | D | 75,185 | D |
Table II — derivative securities
No Table II lines on this filing.