SEC Form 4 · accession 0000899243-16-010958
Brookfield Oaktree Holdings, LLC · OAK-PA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd E Molz
Officer — See Remarks
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A UnitsF1 | Jan 1, 2016 | F | 2,015 | $47.72 | D | 97,996 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of Class A units of the Issuer withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of certain Class A units held by the Reporting Person.
Remarks
General Counsel, Chief Administrative Officer & Secretary