SEC Form 4 · accession 0001209191-19-016482
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Gotelli
Officer — Executive Vice President
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | A | 1,120 | $0.00 | A | 10,546 | D | |
| Common Stock | Mar 1, 2019 | A | 400 | $0.00 | A | 10,946 | D | |
| Common Stock | holding | — | — | — | 11,916 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $44.45 | holding | — | — | — | — | Mar 1, 2029 | Common Stock | 1,580 | 1,580 | D |
| Stock Options (Right to buy)F1 | $33.575 | holding | — | — | — | — | Mar 1, 2028 | Common Stock | 1,740 | 1,740 | D |
| Stock Options (Right to buy)F2 | $33.575 | holding | — | — | — | — | Mar 1, 2028 | Common Stock | 980 | 980 | D |
| Stock Options (Right to buy)F1 | $34.80 | holding | — | — | — | — | Mar 1, 2027 | Common Stock | 1,560 | 1,560 | D |
| Stock Options (Right to buy)F1 | $24.825 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 2,400 | 2,400 | D |
| Stock Options (Right to buy)F3 | $25.375 | holding | — | — | — | — | Mar 2, 2025 | Common Stock | 2,200 | 2,200 | D |
| Stock Options (Right to Buy)F3 | $22.94 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 1,300 | 1,300 | D |
| Stock Options (Right to buy)F3 | $19.675 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 1,400 | 1,400 | D |
| Stock Options (Right to buy)F3 | $19.09 | holding | — | — | — | — | Apr 2, 2022 | Common Stock | 2,200 | 2,200 | D |
| Stock Options (Right to buy)F3 | $19.00 | holding | — | — | — | — | Apr 1, 2021 | Common Stock | 1,400 | 1,400 | D |
| Stock Options (Right to buy)F3 | $16.55 | holding | — | — | — | — | Apr 1, 2020 | Common Stock | 1,400 | 1,400 | D |
| Stock Options (Right to buy)F3 | $11.125 | holding | — | — | — | — | Apr 1, 2019 | Common Stock | 3,100 | 3,100 | D |
Explanation of responses
- F1Exercisable 33% per year beginning on first anniversary date of grant
- F2Exercisable 33% immediately, then 33% per year on first anniversary date of grant.
- F3Exercisable 20% per year beginning on first anniversary date of grant