SEC Form 4 · accession 0001209191-19-003162
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven I. Barlow
Director
Period of report
Jan 8, 2019
Accepted (ET)
Jan 9, 2019 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2018 | J | 767 | $0.00 | A | 1,534 | I | By IRA |
| Common Stock | Nov 27, 2018 | J | 128 | $0.00 | A | 256 | D | |
| Common Stock | Jan 8, 2019 | J | 196 | $41.35 | A | 452 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $41.35 | holding | — | — | — | Jan 2, 2019 | Jan 2, 2029 | Common Stock | 988 | 988 | D |
| Stock Options (Right to Buy)F5 | $40.70 | holding | — | — | — | Jul 2, 2018 | Jul 2, 2028 | Common Stock | 958 | 958 | D |
| Stock Options (Right to Buy)F6 | $33.90 | holding | — | — | — | Jan 2, 2018 | Jan 2, 2028 | Common Stock | 318 | 318 | D |
| Stock Options (Right to buy)F7 | $13.52 | holding | — | — | — | Nov 21, 2017 | Oct 24, 2024 | Common Stock | 614 | 614 | D |
Explanation of responses
- F1On November 27, 2018, the common stock of Bank of Marin Bancorp split 2-for-1, resulting in the reporting person's ownership of 767 additional shares of common stock.
- F2On November 27, 2018, the common stock of Bank of Marin Bancorp split 2-for-1, resulting in the reporting person's ownership of 128 additional shares of common stock.
- F3Shares received in payment of Director fee
- F4Option issued in payment of Director fee
- F5This option was previously reported as covering 479 shares at an exercise price of $81.40 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
- F6This option was previously reported as covering 159 shares at an exercise price of $67.80 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
- F7This option was previously reported as covering 307 shares at an exercise price of $27.04 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.