SEC Form 4 · accession 0001209191-18-043814
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Pelham
Officer — Executive Vice President
Period of report
Dec 31, 2017
Accepted (ET)
Jul 24, 2018 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2017 | J | 230 | $0.00 | A | 5,523 | I | By ESOP |
| Common Stock | Feb 9, 2018 | J | 23 | $0.00 | A | 5,546 | I | By ESOP |
| Common Stock | May 11, 2018 | J | 23 | $0.00 | A | 5,569 | I | By ESOP |
| Common Stock | Feb 9, 2018 | J | 7 | $0.00 | A | 1,659 | I | By 401(k) Plan |
| Common Stock | May 11, 2018 | J | 7 | $0.00 | A | 1,666 | I | By 401(k) Plan |
| Common Stock | holding | — | — | — | 9,556 | D | ||
| Common Stock | holding | — | — | — | 279 | I | As custodian for grandson under CAUTMA | |
| Common Stock | holding | — | — | — | 275 | I | As Custodian for Grandson under CAUTMA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F3 | $22.25 | holding | — | — | — | — | Apr 1, 2019 | Common Stock | 4,000 | 4,000 | D |
| Stock Options (Right to buy)F3 | $33.10 | holding | — | — | — | — | Apr 1, 2020 | Common Stock | 1,750 | 1,750 | D |
| Stock Options (Right to buy)F3 | $38.00 | holding | — | — | — | — | Apr 1, 2021 | Common Stock | 1,650 | 1,650 | D |
| Stock Options (Right to buy)F3 | $38.18 | holding | — | — | — | — | Apr 2, 2022 | Common Stock | 2,650 | 2,650 | D |
| Stock Options (Right to buy)F3 | $39.35 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 1,600 | 1,600 | D |
| Stock Options (Right to Buy)F3 | $45.88 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 1,550 | 1,550 | D |
| Stock Options (Right to buy)F3 | $50.75 | holding | — | — | — | — | Mar 2, 2025 | Common Stock | 2,600 | 2,600 | D |
| Stock Options (Right to buy)F4 | $49.65 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 2,640 | 2,640 | D |
| Stock Options (Right to buy)F4 | $69.60 | holding | — | — | — | — | Mar 1, 2027 | Common Stock | 1,760 | 1,760 | D |
| Stock Options (Right to buy)F4 | $67.15 | holding | — | — | — | — | Mar 1, 2028 | Common Stock | 1,960 | 1,960 | D |
| Stock Options (Right to buy)F5 | $67.15 | holding | — | — | — | — | Mar 1, 2028 | Common Stock | 950 | 950 | D |
Explanation of responses
- F1Represents the 2017 ESOP allocation reflected in reporting owner's account as of 12/31/2017.
- F2Exempt under Rule 16A-11 Additional shares resulting from dividend reinvestments
- F3Exercisable 20% per year beginning on first anniversary date of grant
- F4Exercisable 33% per year beginning on first anniversary date of grant
- F5Exercisable 33% immediately, then 33% per year on first anniversary date of grant.