SEC Form 4 · accession 0001209191-18-043787
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tani Girton
Officer — Executive Vice President
Period of report
Dec 31, 2017
Accepted (ET)
Jul 24, 2018 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2017 | J | 230 | $0.00 | A | 1,245 | I | By ESOP |
| Common Stock | Feb 9, 2018 | J | 5 | $0.00 | A | 1,250 | I | By ESOP |
| Common Stock | May 11, 2018 | J | 5 | $0.00 | A | 1,255 | I | By ESOP |
| Common Stock | holding | — | — | — | 9,868 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| (Stock Options (Right to buy)F3 | $40.73 | holding | — | — | — | — | Aug 29, 2023 | Common Stock | 11,000 | 11,000 | D |
| Stock Options (Right to buy)F3 | $50.75 | holding | — | — | — | — | Mar 2, 2025 | Common Stock | 2,880 | 2,880 | D |
| Stock Options (Right to buy)F4 | $49.65 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 2,950 | 2,950 | D |
| Stock Options (Right to buy)F4 | $69.60 | holding | — | — | — | — | Mar 1, 2027 | Common Stock | 2,050 | 2,050 | D |
| Stock Options (Right to buy)F4 | $67.15 | holding | — | — | — | — | Mar 1, 2028 | Common Stock | 2,280 | 2,280 | D |
| Stock Options (Right to buy)F5 | $67.15 | holding | — | — | — | — | Mar 1, 2028 | Common Stock | 1,020 | 1,020 | D |
Explanation of responses
- F1Represents the 2017 ESOP allocation reflected in reporting owner's account as of 12/31/2017.
- F2Exempt under Rule 16A-11 Additional shares resulting from dividend reinvestments
- F3Exercisable 20% per year beginning on first anniversary date of grant
- F4Exercisable 33% per year beginning on first anniversary date of grant
- F5Exercisable 33% immediately, then 33% per year on first anniversary date of grant.