SEC Form 4 · accession 0001209191-18-041282
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin R Kennedy
Director
Period of report
Jul 2, 2018
Accepted (ET)
Jul 3, 2018 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 2, 2018 | J | 99 | $81.40 | A | 4,297 | I | By Trust |
| Common Stock | holding | — | — | — | 5,040 | I | By Roth IRA | |
| Common Stock | holding | — | — | — | 50 | I | By SIMPLE IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $81.40 | holding | — | — | — | Jul 2, 2018 | Jul 2, 2028 | Common Stock | 479 | 479 | D |
| Stock Options (Right to Buy) | $67.80 | holding | — | — | — | Jan 2, 2018 | Jan 2, 2028 | Common Stock | 636 | 636 | D |
| Stock Options (Right to buy) | $62.45 | holding | — | — | — | Jul 3, 2017 | Jul 3, 2027 | Common Stock | 737 | 737 | D |
| Stock Options (Right to buy) | $69.20 | holding | — | — | — | Jan 3, 2017 | Jan 3, 2027 | Common Stock | 594 | 594 | D |
| Stock Options (Right to buy)F3 | $47.53 | holding | — | — | — | — | Jul 1, 2026 | Common Stock | 857 | 857 | D |
| Stock Options (Right to buy)F4 | $50.27 | holding | — | — | — | — | May 14, 2022 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Shares received in payment of Director fee
- F2Option issued in payment of Director fee
- F3Exercisable 33% per year beginning on first anniversary date of grant
- F4Exercisable 20% per year beginning on first anniversary date of grant