SEC Form 4 · accession 0001209191-18-035138
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Pelham
Officer — Executive Vice President
Period of report
Jun 4, 2018
Accepted (ET)
Jun 4, 2018 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 4, 2018 | S | 1,000 | $80.265 | D | 9,556 | D | |
| Common Stock | holding | — | — | — | 5,293 | I | By ESOP | |
| Common Stock | holding | — | — | — | 1,652 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 279 | I | As custodian for grandson under CAUTMA | |
| Common Stock | holding | — | — | — | 275 | I | As Custodian for Grandson under CAUTMA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F1 | $22.25 | holding | — | — | — | — | Apr 1, 2019 | Common Stock | 4,000 | 4,000 | D |
| Stock Options (Right to buy)F1 | $33.10 | holding | — | — | — | — | Apr 1, 2020 | Common Stock | 1,750 | 1,750 | D |
| Stock Options (Right to buy)F1 | $38.00 | holding | — | — | — | — | Apr 1, 2021 | Common Stock | 1,650 | 1,650 | D |
| Stock Options (Right to buy)F1 | $38.18 | holding | — | — | — | — | Apr 2, 2022 | Common Stock | 2,650 | 2,650 | D |
| Stock Options (Right to buy)F1 | $39.35 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 1,600 | 1,600 | D |
| Stock Options (Right to Buy)F1 | $45.88 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 1,550 | 1,550 | D |
| Stock Options (Right to buy)F1 | $50.75 | holding | — | — | — | — | Mar 2, 2025 | Common Stock | 2,600 | 2,600 | D |
| Stock Options (Right to buy)F2 | $49.65 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 2,640 | 2,640 | D |
| Stock Options (Right to buy)F2 | $69.60 | holding | — | — | — | — | Mar 1, 2027 | Common Stock | 1,760 | 1,760 | D |
| Stock Options (Right to buy)F3 | $67.15 | holding | — | — | — | — | Mar 1, 2028 | Common Stock | 950 | 950 | D |
| Stock Options (Right to buy)F2 | $67.15 | holding | — | — | — | — | Mar 1, 2028 | Common Stock | 1,960 | 1,960 | D |
Explanation of responses
- F1Exercisable 20% per year beginning on first anniversary date of grant
- F2Exercisable 33% per year beginning on first anniversary date of grant
- F3Exercisable 33% immediately, then 33% per year on first anniversary date of grant.