SEC Form 4 · accession 0001209191-18-028197
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Min Situ
Officer — Principal Accounting Officer
Period of report
May 4, 2018
Accepted (ET)
May 4, 2018 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2018 | S | 23 | $78.00 | D | 436 | D | |
| Common Stock | May 4, 2018 | M | 213 | $76.35 | A | 649 | D | |
| Common Stock | holding | — | — | — | 2,140 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $45.88 | May 4, 2018 | X | 20 | D | — | Apr 1, 2024 | Common Stock | 100 | 20 | D |
| Stock Options (Right to buy)F1 | $50.75 | May 4, 2018 | X | 60 | D | — | Mar 2, 2025 | Common Stock | 180 | 0 | D |
| Stock Options (Right to buy)F2 | $49.65 | May 4, 2018 | X | 133 | D | — | Mar 1, 2026 | Common Stock | 200 | 67 | D |
| Stock Options (Right to buy)F2 | $69.60 | holding | — | — | — | — | Mar 1, 2027 | Common Stock | 140 | 140 | D |
| Stock Options (Right to buy)F2 | $67.15 | holding | — | — | — | — | Mar 1, 2028 | Common Stock | 160 | 160 | D |
Explanation of responses
- F1Exercisable 20% per year beginning on first anniversary date of grant
- F2Exercisable 33% per year beginning on first anniversary date of grant