SEC Form 4 · accession 0001209191-18-002475
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Hale III
Director
Period of report
Jan 5, 2018
Accepted (ET)
Jan 5, 2018 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2018 | J | 260 | $68.00 | A | 2,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F2 | $47.53 | holding | — | — | — | — | Jul 1, 2026 | Common Stock | 1,715 | 1,715 | D |
| Stock Options (Right to buy) | $69.20 | holding | — | — | — | Jan 3, 2017 | Jan 3, 2027 | Common Stock | 1,189 | 1,189 | D |
| Stock Options (Right to buy) | $62.45 | holding | — | — | — | Jul 3, 2017 | Jul 3, 2027 | Common Stock | 1,475 | 1,475 | D |
Explanation of responses
- F1Purchase pursuant to the shareholder approved Bank of Marin Bancorp 2010 Director Stock Plan. Per the terms of the plan, the purchase price is the fair market value of the Company's stock on the ending date of the Offering Period, June 30, 2017.
- F2Exercisable 33% per year beginning on first anniversary date of grant