SEC Form 4 · accession 0001209191-17-047449
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Burke
Officer — Executive Vice President
Period of report
Dec 31, 2016
Accepted (ET)
Aug 3, 2017 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2017 | J | 440 | $0.00 | D | 5,980 | D | |
| Common Stock | Dec 31, 2016 | J | 288 | $0.00 | A | 1,147 | I | By ESOP |
| Common Stock | May 12, 2017 | J | 4 | $0.00 | A | 1,154 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F4 | $40.10 | holding | — | — | — | — | Mar 18, 2023 | Common Stock | 5,500 | 5,500 | D |
| Stock Options (Right to Buy)F4 | $45.88 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 650 | 650 | D |
| Stock Options (Right to buy)F5 | $50.75 | holding | — | — | — | — | Mar 2, 2025 | Common Stock | 1,420 | 1,420 | D |
| Stock Options (Right to buy)F5 | $49.65 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 1,540 | 1,540 | D |
| Stock Options (Right to buy)F5 | $69.60 | holding | — | — | — | — | Mar 1, 2027 | Common Stock | 1,660 | 1,660 | D |
Explanation of responses
- F1Correcting transaction dated 3/20/17 filed in error.
- F2Represents the 2016 ESOP allocation reflected in reporting owner's account as of 12/31/2016.
- F3Exempt under Rule 16A-11 Additional shares resulting from dividend reinvestments
- F4Exercisable 20% per year beginning on first anniversary date of grant
- F5Exercisable 33% per year beginning on first anniversary date of grant