SEC Form 4 · accession 0001209191-17-003352
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin R Kennedy
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 11, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2017 | J | 108 | $69.20 | A | 3,949 | I | By Trust |
| Common Stock | holding | — | — | — | 5,040 | I | By Roth IRA | |
| Common Stock | holding | — | — | — | 50 | I | By SIMPLE IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy) | $69.20 | holding | — | — | — | Jan 3, 2017 | Jan 3, 2027 | Common Stock | 594 | 594 | D |
| Stock Options (Right to buy)F2 | $47.53 | holding | — | — | — | — | Jul 1, 2026 | Common Stock | 857 | 857 | D |
| Stock Options (Right to buy)F3 | $50.27 | holding | — | — | — | — | May 14, 2022 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Shares received in payment of Director fee
- F2Exercisable 33% per year beginning on first anniversary date of grant
- F3Exercisable 20% per year beginning on date of grant